Financial Industry Regulatory Authority (FINRA) News

FINRA Extends Deadline for Crypto Activity Reporting
FINRA Extends Deadline for Crypto Activity Reporting
22 July 2019, 14:55
FINRA members now have until July 31, 2020, to report activities related to digital assets.
SEC Releases Guidance on Digital Asset Custody
SEC Releases Guidance on Digital Asset Custody
09 July 2019, 09:54
The United States Securities and Exchanges Commission (SEC) in conjunction with the Financial Industry Regulatory Authority (FINRA) released a notice regarding broker-dealer custody of digital asset securities.
Kyung Soo Kim Fined by FINRA for Unreported Crypto Mining
Kyung Soo Kim Fined by FINRA for Unreported Crypto Mining
13 June 2019, 11:37
The U.S Financial Industry Regulatory Authority (FINRA) has according to a letter of settlement released earlier this week, fined and suspended, Kyung Soo Kim, an investment advisor for U.S based firm, Merrill Lynch